Legal Information

Please carefully review all agreements, disclosures, disclaimers, and assumptions of risk provided separately by Mora Capital Securities, LLC, Mora Capital Management, LLC, and Mora Capital Lending, LLC on this website, as well as separate sites, portals, and account documents for each of these companies. These documents contain important information, disclaimers, limitations of liability, and details about the risks you assume when conducting business with these companies.

Mora Capital Securities, LLC

Mora Capital Securities, LLC offers brokerage products and services and is headquartered in Miami, Florida. Mora Capital Securities LLC is a broker-dealer registered with the U.S. Securities and Exchange Commission (“SEC”) and is a member of the Financial Industry Regulatory Authority (“FINRA”).  To learn more about us, including its conflicts of interest and compensation practices, please go to https://moracapitalmanagement.com/disclosures/ or via www.finra.org. Mora Capital Securities, LLC is also a member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Please visit https://www.sipc.org/ for more information.

Reg BI – Form CRS

Privacy Policy

Business Continuity Plan

Order Routing Disclosure (SEC Rule 606)

SEC Rule 607 – Payment for Order Flow

Mutual Fund Disclosure

Extended Hour Trading Disclosure

Margin Disclosure Statement

Penny Stock Risk Disclosure

Day Trading Disclosure

Leveraged ETF Disclosure

Mora Capital Management, LLC

Mora Capital Management, LLC offers investment advisory products and services and is registered as an investment adviser with the Securities and Exchange Commission. To learn about us and any conflicts related to our advisory services, please see the Form ADV and brochure which can be found at Investment Advisor Public Disclosure website https://adviserinfo.sec.gov/.

Form ADV Part 2A - Brochure

Form ADV Part 3 – Form CRS

Privacy Policy

Business Continuity Plan Summary

Structured Product Disclosure

Mora Capital Lending, LLC

Mora Capital Lending, LLC offers private lending services, which include securities-based lending with respect to accounts established at Pershing LLC.

Lending Disclosure Statement